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Jason Ryan Blum

CRD# 5184761·Registered 2006 - 2014
Previously Registered: Being a previously registered professional could mean that Jason is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jason Ryan Blum, who also goes by Jason Blum, was a registered financial advisor. Jason was a previously registered financial advisor and started their career in finance 2006 - 2014. Jason had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 62 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jason Blum

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

RAINMAKER SECURITIES, LLC·CRD# 132995
BD
San Francisco, CA
April 1, 2013 - April 28, 2014
SECURITY RESEARCH ASSOCIATES, INC.·CRD# 8200
BD
San Francisco, CA
December 7, 2012 - March 27, 2013
GROWTH CAPITAL SERVICES, INC.·CRD# 124658
BD
Claymont, DE
January 13, 2012 - November 30, 2012
WINDFALL SECURITIES LLC·CRD# 147779
BD
San Francisco, CA
January 12, 2010 - January 3, 2012
IRON CAPITAL ADVISORS, LLC·CRD# 148604
RIA
San Francisco, CA
August 20, 2009 - December 31, 2011
WINDFALL SECURITIES LLC·CRD# 147779
BD
San Francisco, CA
December 5, 2008 - December 10, 2009
TERRANOVA CAPITAL EQUITIES, INC·CRD# 45097
BD
New York, NY
July 3, 2008 - December 31, 2008
DILLON SCOTT SECURITIES, INC.·CRD# 118755
BD
San Francisco, CA
January 3, 2008 - July 2, 2008
TERRANOVA CAPITAL EQUITIES, INC·CRD# 45097
BD
New York, NY
September 25, 2007 - November 28, 2007
ADVANCED EQUITIES, INC.·CRD# 35545
BD
Chicago, IL
September 1, 2006 - March 23, 2007

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Current Firm

RS
RAINMAKER SECURITIES, LLC

RAINMAKER SECURITIES, LLC

CRD#: 132995 / SEC#: 8-66667
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

2000 Salzedo Street, #1218 Attn: Rainmaker Securities, Llc, Coral Gables, FL 33134

Mailing Address

382 Ne 191st St. #86647 #86647, Miami, FL 33179-3899

Phone Number

(888) 333-1091

Established

Delaware since 03/09/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (29 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
RAINMAKER GROUP HOLDINGS, LLCSOLE MEMBER—
ANDERSON, GLEN WAYNEPRESIDENT / CCO5030000
LALL, KIRAT SINGHMANAGING DIRECTOR - RESEARCH AND MARKETS6644470

Disclosures

Regulatory Event

4

Civil Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2009About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2006About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 2006About the Series 7 exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Aug 2006

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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