Mavrikios F. Gritzalis

MAGEN FINANCIAL LLC

New York, NY 10036

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CRD#: 5184703

Professional summary

Mavrikios Filippos Gritzalis is a registered financial professional currently at MAGEN FINANCIAL LLC located in New York, New York.

Mavrikios is registered as a RR (Registered Representative) and started their career in finance in 2006. Mavrikios has worked at 7 firms and has passed the Series 66, Series 3, Series 7TO, Series 57TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mavrikios Filippos Gritzalis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 16, 2025 - Present

MAGEN FINANCIAL LLC

Office #1: 1500 Broadway 25th Floor, New York, NY 10036

CRD#: 305174

New York, NY

Past

November 15, 2017 - November 12, 2021

TRADITION SECURITIES AND DERIVATIVES LLC

CRD#: 28269

New York, NY

Past

October 4, 2012 - October 5, 2017

SUNRISE BROKERS LLC

CRD#: 151012

NEW YORK, NY

Past

June 17, 2010 - July 5, 2012

TP ICAP GLOBAL MARKETS AMERICAS LLC

CRD#: 2762

JERSEY CITY, NJ

Past

July 29, 2009 - June 22, 2010

TULLETT PREBON FINANCIAL SERVICES LLC

CRD#: 28196

NEW YORK, NY

Past

May 22, 2009 - January 6, 2010

PREBON FINANCIAL PRODUCTS INC.

CRD#: 29551

JERSEY CITY, NJ

Past

January 23, 2007 - June 8, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW YORK, NY

Past

December 14, 2006 - June 8, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(2/16/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 1/22/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 3

Date: 5/14/2025

National Commodity Futures Examination

General Industry/Product Exam

Series 7TO

Date: 2/8/2024

General Securities Representative Examination

General Industry/Product Exam

Series 57TO

Date: 2/8/2024

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 1/20/2010

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 12/13/2006

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MAGEN FINANCIAL LLC

CRD#: 305174 / SEC#: , 8-70397

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1500 Broadway 25th Floor, New York, NY 10036

Mailing Address

1500 Broadway 25th Floor, New York, NY 10036

Phone number

(212) 291-7702

Established

Delaware since 07/16/2019

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
HYBER HOLDINGS LLC	DIRECT OWNER
BARTHES, DAVY	CEO	5726005
BARTHES, JOHANN BRIAN ROBIN	PRESIDENT	5740524
TREARS, JOHN PATRICK	PARTNER COO/CFO/CCO	2837461

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mavrikios F. Gritzalis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mavrikios Filippos Gritzalis's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRADITION SECURITIES AND DERIVATIVES LLC

SUNRISE BROKERS LLC

TP ICAP GLOBAL MARKETS AMERICAS LLC

TULLETT PREBON FINANCIAL SERVICES LLC

PREBON FINANCIAL PRODUCTS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 1/22/2007

Series 3

Date: 5/14/2025

Series 7TO

Date: 2/8/2024

Series 57TO

Date: 2/8/2024

SIE

Date: 10/1/2018

Series 55

Date: 1/20/2010

Series 7

Date: 12/13/2006

FINRA

Current Firm

MAGEN FINANCIAL LLC

Contact information

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

MAGEN FINANCIAL LLC

TRUST BUT VERIFY

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