Stephanie S. Adkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephanie Suzanne Adkins, who also goes by Stephanie Adkins, was a registered financial professional .
Stephanie is a previously registered financial professional and started their career in finance in 2008. Stephanie had worked at 5 firms and has passed the SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 2021 - November 23, 2021
REALIZED FINANCIAL, INC.
May 15, 2018 - January 23, 2019
MML INVESTORS SERVICES, LLC
September 30, 2014 - June 30, 2016
OXFORD CAPITAL, LLC
January 10, 2012 - June 4, 2012
TITLEIST CAPITAL, LLC
February 18, 2008 - August 29, 2011
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REALIZED FINANCIAL, INC.
CRD#: 22333 / SEC#: 801-70703, 8-39659
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
