Mark A. Aguilar

PROCORE ADVISORS

Newport Beach, CA 92660

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CRD#: 5184549

Professional summary

Mark Anthony Aguilar, who also goes by Mark Anthony Wardaguilar, Mark Anthony Ward-aguilar, is a registered financial advisor currently at PROCORE ADVISORS, LLC located in Newport Beach, California.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Mark has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark Anthony Wardaguilar | Mark Anthony Ward-Aguilar

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) City Cruises by Hornblower - Not investment related. 2431 West Coast Hwy #101, Newport Beach, CA 92663. Part-time boat captain and work for harbor cruise dinner company on the weekends driving boats and sometimes as a deckhand. Started 01/2022 and devote about 24-35 hours per month doing this job and none of the hours are during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Anthony Aguilar's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 17, 2023 - Present

PROCORE ADVISORS, LLC

Office #1: 1101 Dove Street Suite 100, Newport Beach, CA 92660

RIA

CRD#: 289037

Newport Beach, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROCORE ADVISORS, LLC

HICOK FINANCIAL SOLUTIONS, LLC | PROCORE ADVISORS, LLC

CRD#: 289037 / SEC#: 801-132902

RIA

Registered Investment Advisory firm - (6/5/2025 Approved)

California

Registered Investment Advisory firm - (7/20/2025 Terminated)

Oregon

Registered Investment Advisory firm - (6/24/2025 Terminated)

Texas

Registered Investment Advisory firm - (6/20/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/17/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/17/2023

Uniform Investment Adviser Law Examination

Current Firm

PROCORE ADVISORS, LLC

HICOK FINANCIAL SOLUTIONS, LLC | PROCORE ADVISORS, LLC

CRD#: 289037 / SEC#: 801-132902

RIA

Registered Investment Advisory firm - (6/5/2025 Approved)

California

Registered Investment Advisory firm - (7/20/2025 Terminated)

Oregon

Registered Investment Advisory firm - (6/24/2025 Terminated)

Texas

Registered Investment Advisory firm - (6/20/2025 Terminated)

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Contact information

Main Address

1101 Dove Street Suite 100, Newport Beach, CA 92660

Mailing Address

Phone number

(949) 339-2990

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-PROCORE ADVISORS, LLC (4/30/2025)

Regulatory assets under management

Total Number of Accounts	402
AUM (Assets Under Management)	$ 110,885,505

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark A. Aguilar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Anthony Aguilar's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROCORE ADVISORS, LLC

Primary Firm SEC Registration

PROCORE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/17/2023

Current Firm

PROCORE ADVISORS, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROCORE ADVISORS, LLC

TRUST BUT VERIFY

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