Michael P. O'hara
Professional summary
Michael Patrick Slader O'hara, who also goes by Michael Slader O Hara, Michael Patrick O'hara, Mike O'hara, is a registered financial advisor currently at SMITHBROOK, LLC located in Montauk, New York.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Michael has worked at 2 firms and has passed the Series 65, Series 63, Series 55, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Patrick Slader O'hara's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 8, 2023 - Present
SMITHBROOK, LLC
August 29, 2006 - April 4, 2011
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/8/2023)
(7/7/2025)
(7/7/2025)
Exams
Series 55
Date: 3/20/2007
Limited Representative-Equity Trader ExamCurrent Firm
SMITHBROOK, LLC
CRD#: 313679 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 61 |
| AUM (Assets Under Management) | $ 77,193,904 |
Red Flags
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