Cody A. Mason

WORTH ASSET MANAGEMENT | Vice President, Financial Consultant

Dallas, TX 75248

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CRD#: 5184163

Professional summary

Cody Aaron Mason, CFP®, who also goes by Cody A Mason, is a registered financial advisor currently at WORTH ASSET MANAGEMENT located in Dallas, Texas.

Cody is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Cody has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Biography

Doing business at Fidelity provides you access to our trusted brand, our technology, our cost efficient investment platform and the ability to work closely with me and my team. I have been with Fidelity for over a decade and have worked primarily with high net worth clients and families like yours. I have a true passion for wealth planning and take pride in helping our clients work towards their financial goals.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cody A Mason

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cody Aaron Mason's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Education

University of Texas

Bachelor of Business Administration - Finance

2006

Experience

Current

October 15, 2025 - Present

WORTH ASSET MANAGEMENT

Office #1: 16660 Dallas Parkway Suite 1000, Dallas, TX 75248

RIA

CRD#: 166970

Dallas, TX

Past

March 31, 2025 - July 2, 2025

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

DALLAS, TX

Past

July 13, 2018 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

DALLAS, TX

Past

April 8, 2008 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

DALLAS, TX

Past

September 29, 2006 - July 2, 2025

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WORTH ASSET MANAGEMENT

WORTH ASSET MANAGEMENT | WORTH ASSET MANAGEMENT, LLC

CRD#: 166970 / SEC#: 801-122206

RIA

Registered Investment Advisory firm - (7/1/2021 Approved)

Texas

Registered Investment Advisory firm - (11/11/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/14/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/3/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/28/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/21/2015

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 5/28/2013

General Securities Sales Supervisor - Options Module Examination

Current Firm

WORTH ASSET MANAGEMENT

WORTH ASSET MANAGEMENT | WORTH ASSET MANAGEMENT, LLC

CRD#: 166970 / SEC#: 801-122206

RIA

Registered Investment Advisory firm - (7/1/2021 Approved)

Texas

Registered Investment Advisory firm - (11/11/2021 Terminated)

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Contact information

Main Address

16660 Dallas Parkway Suite 1000, Dallas, TX 75248-2612

Mailing Address

Phone number

(469) 257-5074

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A FEB 2022 (2/12/2025)

Regulatory assets under management

Total Number of Accounts	344
AUM (Assets Under Management)	$ 270,009,431

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Cody A. Mason

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cody Aaron Mason's CRS (Customer Relationship Summary).

Certified licenses

Education

University of Texas

Experience

STRATEGIC ADVISERS LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

WORTH ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 3/14/2008

Series 63

Date: 10/3/2006

SIE

Date: 10/1/2018

Series 7

Date: 9/28/2006

Series 10

Date: 1/21/2015

Series 9

Date: 5/28/2013

Current Firm

WORTH ASSET MANAGEMENT

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WORTH ASSET MANAGEMENT

TRUST BUT VERIFY

Contact information

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