Patrick B. Hosty
Professional summary
Patrick B Hosty is a registered financial professional currently at VALDES & MORENO, INC. located in Parkville, Missouri.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 2006. Patrick has worked at 5 firms and has passed the Series 66, Series 52TO, Series 62, Series 99TO, Series 79TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick B Hosty's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 20, 2019 - Present
VALDES & MORENO, INC.
Office #1: 819 Main Street Room 304, Parkville, MO 64152June 1, 2015 - January 3, 2018
NEIGHBORLY SECURITIES
April 24, 2009 - December 31, 2010
NEIGHBORLY SECURITIES
April 23, 2009 - May 30, 2017
VALDES & MORENO, INC.
April 1, 2008 - December 11, 2008
AMERICAN CENTURY ADVISORY SERVICES, INC.
February 11, 2008 - December 11, 2008
AMERICAN CENTURY INVESTMENT SERVICES INC.
October 13, 2006 - April 18, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 15, 2006 - April 18, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/24/2020)
(12/20/2019)
(12/20/2019)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
VALDES & MORENO, INC.
CRD#: 37560 / SEC#: , 8-47810
Contact information
FINRA licenses (5 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LISTROM, MARCO REID | PRESIDENT & CHIEF COMPLIANCE OFFICER | 310764 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
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