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JH

Jesse Hall

Some features on this profile are disabled
CRD#: 5183779
JH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jesse Hall, who also goes by Jesse Lawrence Hall, was a registered financial professional .

Jesse is a previously registered financial professional and started their career in finance in 2007. Jesse had worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jesse Lawrence Hall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 22, 2022 - January 27, 2025

ERNST & YOUNG INVESTMENT ADVISERS LLP

RIA
CRD#: 110921
Red Lodge, MT
Past

January 13, 2016 - July 29, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
WORLAND, WY
Past

January 13, 2016 - July 28, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
WORLAND, WY
Past

August 9, 2013 - January 29, 2016

SCOTTRADE, INC.

BD
CRD#: 8206
BILLINGS, MT
Past

January 15, 2013 - May 29, 2013

CURIAN CAPITAL, LLC

RIA
CRD#: 120270
DENVER, CO
Past

November 20, 2012 - May 29, 2013

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

BD
CRD#: 40178
DENVER, CO
Past

May 26, 2010 - July 7, 2011

VOYA INVESTMENT MANAGEMENT CO. LLC

RIA
CRD#: 106494
NEW YORK, NY
Past

May 25, 2010 - July 7, 2011

VOYA INVESTMENTS DISTRIBUTOR, LLC

BD
CRD#: 37886
HARTFORD, CT
Past

August 4, 2008 - April 6, 2010

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SPRINGFIELD, MA
Past

March 1, 2007 - August 1, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
BOZEMAN, MT
Past

January 24, 2007 - August 1, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
BOZEMAN, MT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
E&
ERNST & YOUNG INVESTMENT ADVISERS LLP
ERNST & YOUNG INVESTMENT ADVISERS LLP | ERNST & YOUNG LLP

CRD#: 110921 / SEC#: 801-48596

RIA
Registered Investment Advisory firm - (4/7/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/27/2007
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 7/28/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/23/2007
General Securities Representative Examination

Current Firm

E&
ERNST & YOUNG INVESTMENT ADVISERS LLP
ERNST & YOUNG INVESTMENT ADVISERS LLP | ERNST & YOUNG LLP

CRD#: 110921 / SEC#: 801-48596

RIA
Registered Investment Advisory firm - (4/7/1995 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
200 Plaza Drive First Floor Suite 102, Secaucus, NJ 07094
Mailing Address
Phone number
(800) 273-0588
Established
Firm type
Fiscal year end
# of Employees
140

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ERNST & YOUNG INVESTMENT ADVISERS LLP (9/10/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ERNST & YOUNG INVESTMENT ADVISERS LLP

CRD#: 110921

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