Susan R. Quante
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Ruth Quante, who also goes by Susan Ruth Bohnenstiehl, Susan Ruth Conard, Susan Ruth Gentile, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 1973. Susan had worked at 4 firms and has passed the Series 65, Series 55 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 1994 - May 11, 2011
J.A. GLYNN INVESTMENTS, LLC.
March 31, 1975 - January 20, 1994
SMITH, MOORE & CO.
July 17, 1974 - March 24, 1975
I.M. SIMON & CO., INC.
June 13, 1973 - July 28, 1974
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/13/1999
Limited Representative-Equity Trader ExamSeries 1
Date: 6/9/1973
Registered Representative ExaminationCurrent Firm
J.A. GLYNN INVESTMENTS, LLC.
CRD#: 22011 / SEC#: 801-53844, 8-39465
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| J.A. GLYNN & CO. | PARENT | |
| CONLEY, NORMAN BENEDICT III | PRESIDENT, CHIEF EXECUTIVE OFFICER,CHAIRMAN, CCO | 2543624 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
