Jonathan Whitlock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Whitlock was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 2006. Jonathan had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 2013 - December 31, 2014
INVICTUS WEALTH
January 28, 2010 - December 18, 2012
LPL FINANCIAL LLC
January 28, 2010 - December 18, 2012
LPL FINANCIAL LLC
October 24, 2007 - December 31, 2009
PACIFIC WEST FINANCIAL CONSULTANTS INC
August 31, 2007 - December 31, 2009
PACIFIC WEST SECURITIES, INC.
October 11, 2006 - September 27, 2007
WORLD GROUP SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
INVICTUS WEALTH
CRD#: 167042 / SEC#:
Contact information
Red Flags
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