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Erick Alexander Brimen

CRD# 5182964·Registered 2006 - 2014
Previously Registered: Being a previously registered professional could mean that Erick is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Erick Alexander Brimen, who also goes by Erick Briceno, Erick A Brimen, was a registered financial advisor. Erick was a previously registered financial professional and started their career in finance 2006 - 2014. Erick had worked at 2 firms and has passed the Series 63, SIE, Series 82 and Series 62 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Erick Briceno, Erick A Brimen

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

WEALTHFORGE SECURITIES, LLC·CRD# 152550
BD
New York, NY
September 30, 2014 - December 26, 2014
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
St. Louis, MO
July 26, 2006 - July 5, 2007

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Current Firm

WS
WEALTHFORGE SECURITIES, LLC

WEALTHFORGE | WEALTHFORGE, LLC | WEALTHFORGE SECURITIES, LLC

CRD#: 152550 / SEC#: 8-68464
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

3015 W Moore St Suite 102, Richmond, VA 23230

Mailing Address

3015 W Moore St Suite 102, Richmond, VA 23230

Phone Number

(804) 308-0431

Established

Virginia since 07/28/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WEALTHFORGE HOLDINGS, INC.PARENT—
ARLES, DONNA DIPIETROFINOP6489389
RAPER, JAMES LEROY JRCCO, COO, PFO5721253
ROBBINS, GEORGE WILLIAM IVCEO2440106

Disclosures

Regulatory Event

3

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2014About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2014About the SIE exam

Series 82 — Limited Representative-Private Securities Offerings

Passed Sep 2014About the Series 82 exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Jul 2006

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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