Jun W. Lee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jun Wha Lee, who also goes by Jun Wha Lee, was a registered financial professional .
Jun is a previously registered financial professional and started their career in finance in 2006. Jun had worked at 2 firms and has passed the Series 63, SIE, Series 7TO, Series 55, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2019 - July 14, 2025
MARKET SECURITIES, LLC
August 29, 2006 - March 1, 2010
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/18/2019
General Securities Representative ExaminationSeries 55
Date: 12/9/2006
Limited Representative-Equity Trader ExamCurrent Firm
MARKET SECURITIES, LLC
CRD#: 283701 / SEC#: , 8-69765
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
