Vamsi K. Botla
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vamsi K Botla was a registered financial professional .
Vamsi is a previously registered financial professional and started their career in finance in 2006. Vamsi had worked at 5 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2018 - December 9, 2019
M&A SECURITIES GROUP, INC.
October 13, 2017 - March 6, 2018
CAIN BROTHERS & COMPANY, LLC
April 11, 2012 - May 23, 2018
KEYBANC CAPITAL MARKETS INC.
March 11, 2011 - November 22, 2011
COWEN AND COMPANY
August 25, 2006 - November 5, 2009
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
M&A SECURITIES GROUP, INC.
CRD#: 39999 / SEC#: , 8-48926
Contact information
FINRA licenses (48 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
