Paris G. St. Clair
Professional summary
Paris George St. Clair II, who also goes by Paris George St Clair, Paris George St. Clair, Paris George Stclair, is a registered financial professional currently at DAIWA CAPITAL MARKETS AMERICA INC. located in New York, New York.
Paris is registered as a RR (Registered Representative) and started their career in finance in 2009. Paris has worked at 4 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paris George St. Clair II's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 15, 2020 - Present
DAIWA CAPITAL MARKETS AMERICA INC.
Office #1: 1251 Avenue Of The Americas, New York, NY 10020October 5, 2017 - October 16, 2019
TD SECURITIES (USA) LLC
April 2, 2013 - September 7, 2017
SG AMERICAS SECURITIES, LLC
August 25, 2009 - February 26, 2013
BARCLAYS CAPITAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/17/2020)
(8/8/2022)
(6/15/2020)
(6/16/2020)
(9/1/2022)
(6/22/2020)
(6/15/2020)
(6/15/2020)
(6/15/2020)
(10/18/2023)
(6/15/2020)
(12/20/2024)
(6/15/2020)
(7/29/2025)
(9/18/2020)
(5/16/2024)
(6/15/2020)
(12/12/2022)
(12/10/2020)
Exams
FINRA
Investors' Exchange LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
DAIWA CAPITAL MARKETS AMERICA INC.
CRD#: 1576 / SEC#: , 8-12242
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DAIWA CAPITAL MARKETS AMERICA HOLDINGS INC. | SHAREHOLDER | |
| GREFE, JOHN HERBERT III | EXECUTIVE DIRECTOR - CHIEF COMPLIANCE OFFICER | 3275699 |
| MACHIDA, KEIJI | PRESIDENT / CEO & CHAIRMAN (BOARD OF DIRECTOR) | 7273228 |
| PARRY, GEORGE L | CFO / TREASURER | 3221390 |
| SAMBONGI, TOHRU | MANAGING DIRECTOR / CO-HEAD OF FIXED INCOME | 7302894 |
| UEJIMA, EIJI | MANAGING DIRECTOR / CO-HEAD OF EQUITY DIVISION | 8039040 |
| YAMAUCHI, MASAHIRO | DEPUTY PRESIDENT / MEMBER OF THE BOARD OF DIRECTORS | 7920876 |
Disclosures
| Regulatory Event | 30 |
Red Flags
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