Alexey Sokolin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexey Sokolin, who also goes by Lex Sokolin, was a registered financial professional .
Alexey is a previously registered financial professional and started their career in finance in 2006. Alexey had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2016 - January 18, 2017
AUTONOMOUS RESEARCH US LP
April 4, 2012 - September 26, 2017
NESTEGG WEALTH
January 21, 2009 - April 15, 2010
BARCLAYS CAPITAL INC.
September 22, 2008 - April 15, 2010
BARCLAYS CAPITAL INC.
September 20, 2006 - October 15, 2008
LEHMAN BROTHERS INC.
September 1, 2006 - September 22, 2008
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AUTONOMOUS RESEARCH US LP
CRD#: 165290 / SEC#: , 8-69149
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
