Klaus G. Steinke

AVIOR WEALTH MANAGEMENT

OMAHA, NE 68154

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CRD#: 5182198

Professional summary

Klaus Gerhard Steinke, CFP®, who also goes by Klaus Steinke, Klaus G Steinke, is a registered financial advisor currently at AVIOR WEALTH MANAGEMENT, LLC located in Omaha, Nebraska.

Klaus is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Klaus has worked at 8 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Klaus Steinke | Klaus G Steinke

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Klaus Gerhard Steinke's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

November 17, 2021 - Present

AVIOR WEALTH MANAGEMENT, LLC

Office #1: 14301 First National Bank Parkway Suite 410, Omaha, NE 68154

RIA

CRD#: 148674

OMAHA, NE

Past

September 29, 2020 - November 15, 2021

SILVER OAK SECURITIES, INCORPORATED

CRD#: 46947

Creston, IA

Past

March 13, 2020 - November 15, 2021

SILVER OAK SECURITIES, INCORPORATED

RIA

CRD#: 46947

Creston, IA

Past

November 16, 2017 - November 5, 2019

CREATIVEONE WEALTH, LLC

RIA

CRD#: 281213

OMAHA, NE

Past

January 14, 2011 - October 9, 2017

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

OMAHA, NE

Past

January 4, 2011 - October 6, 2017

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

OMAHA, NE

Past

October 8, 2009 - December 22, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

OMAHA, NE

Past

October 6, 2009 - December 22, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

OMAHA, NE

Past

June 29, 2007 - July 9, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

OMAHA, NE

Past

June 27, 2007 - July 9, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

OMAHA, NE

Past

October 27, 2006 - June 21, 2007

EDWARD JONES

RIA

CRD#: 250

OMAHA, NE

Past

October 3, 2006 - June 21, 2007

EDWARD JONES

CRD#: 250

OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AVIOR WEALTH MANAGEMENT, LLC

CRD#: 148674 / SEC#: 801-69773

RIA

Registered Investment Advisory firm - (12/4/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(11/17/2021)

IAR

Nebraska
(11/18/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/12/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/29/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/6/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/2/2006

General Securities Representative Examination

Current Firm

AVIOR WEALTH MANAGEMENT, LLC

CRD#: 148674 / SEC#: 801-69773

RIA

Registered Investment Advisory firm - (12/4/2008 Approved)

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Contact information

Main Address

14301 First National Bank Parkway Suite 410, Omaha, NE 68154

Mailing Address

Phone number

(402) 218-4064

Established

Firm type

Fiscal year end

# of Employees

201

SEC notice filing (42 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AVIOR ADV 2A 3/2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	4,385
AUM (Assets Under Management)	$ 5,083,670,234

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Klaus G. Steinke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Klaus Gerhard Steinke's CRS (Customer Relationship Summary).

Certified licenses

Experience

SILVER OAK SECURITIES, INCORPORATED

SILVER OAK SECURITIES, INCORPORATED

CREATIVEONE WEALTH, LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

AVIOR WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/12/2006

Series 7TO

Date: 9/29/2020

SIE

Date: 10/6/2017

Series 7

Date: 10/2/2006

Current Firm

AVIOR WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (42 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AVIOR WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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