Matthew R. Sonderman
Professional summary
Matthew Robert Sonderman, who also goes by Matthew Sonderman, is a registered financial professional currently at MUTUAL OF AMERICA SECURITIES LLC located in St. Louis, Missouri.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2006. Matthew has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Robert Sonderman's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 20, 2022 - Present
MUTUAL OF AMERICA SECURITIES LLC
Office #1: 7733 Forsyth Boulevard Suite 625, St. Louis, MO 63105September 16, 2014 - September 12, 2022
NEWPORT GROUP SECURITIES, INC.
December 13, 2007 - August 12, 2009
MSI FINANCIAL SERVICES, INC.
August 29, 2006 - October 27, 2006
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/20/2022)
(9/20/2022)
Exams
Series 99TO
Date: 4/18/2023
Operations Professional ExaminationFINRA
Current Firm
MUTUAL OF AMERICA SECURITIES LLC
CRD#: 27878 / SEC#: , 8-43278
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL OF AMERICA HOLDING COMPANY LLC | MEMBER | |
| BAILEY, CHRISTOPHER DAVID | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4582524 |
| BRANT, DAVID ROBERT | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP), PRINCIPAL FINANCIAL OFFICER (PFO), PRINCIPAL OPERATIONS OFFICER (POO) | 2718478 |
| GREGORY, IVAN BRUCE | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 4984456 |
| JOHNSON, TROY SHERMAN | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 3052097 |
| MEDLIN, KYLE LAWRENCE | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 5496979 |
| STEINGARTEN, BRIE ANNE ELIZABETH | GENERAL COUNSEL AND SECRETARY | 5373977 |
Red Flags
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Company Information
MUTUAL OF AMERICA SECURITIES LLC
CRD#: 27878St. Louis, MO 63105TRUST BUT VERIFY
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