Jordan L. Parker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jordan Loyd Parker, who also goes by Jordan L Parker, was a registered financial professional .
Jordan is a previously registered financial professional and started their career in finance in 2008. Jordan had worked at 4 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 2013 - September 26, 2014
USAA FINANCIAL PLANNING SERVICES
December 6, 2010 - April 19, 2013
USAA INVESTMENT SERVICES COMPANY
March 10, 2010 - September 26, 2014
USAA FINANCIAL ADVISORS, INC.
August 14, 2008 - December 18, 2009
CAPITAL CLIENT GROUP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
