Margaret C. Erb
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Margaret Coletta Erb, who also goes by Peg C Erb, was a registered financial professional .
Margaret is a previously registered financial professional and started their career in finance in 2009. Margaret had worked at 4 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2021 - July 11, 2022
VALMARK SECURITIES, INC.
January 29, 2019 - July 19, 2021
LINCOLN INVESTMENT
January 18, 2013 - January 15, 2019
OSAIC FA, INC.
January 17, 2013 - January 15, 2019
OSAIC FA, INC.
October 29, 2009 - January 11, 2013
MORGAN STANLEY
September 1, 2009 - January 11, 2013
MORGAN STANLEY
State Registrations and Notice Filings
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Exams
Current Firm
VALMARK SECURITIES, INC.
CRD#: 31243 / SEC#: , 8-45463
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
