RG
Ryan D. Gibbs
CLARIS FINANCIAL
MIDLOTHIAN, VA 23113
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CRD#: 5181610
RG
Professional summary
Ryan Douglas Gibbs is a registered financial advisor currently at CLARIS FINANCIAL, LLC located in Midlothian, Virginia.
Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Ryan has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Appointed with multiple carriers;investment related;2900 Polo Pkwy,Ste 103,Midlothian,VA 23113;insurance/annuity business;insurance/annuity sales;10/2019;20 hrs/month;6.5 hrs during trading;insurance/annuity sales
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Douglas Gibbs's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 8, 2019 - Present
CLARIS FINANCIAL, LLC
Office #1: 2900 Polo Parkway Suite 103, Midlothian, VA 23113RIA
CRD#: 168503
MIDLOTHIAN, VA
Past
October 11, 2019 - October 5, 2022
TRIAD ADVISORS LLC
BD
CRD#: 25803
Midlothian, VA
Past
December 8, 2009 - October 15, 2019
NYLIFE SECURITIES LLC
BD
CRD#: 5167
GLEN ALLEN, VA
Past
July 26, 2006 - December 3, 2009
OSAIC SERVICES, INC.
BD
CRD#: 133763
RICHMOND, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CLARIS FINANCIAL, LLC
CLARIS FINANCIAL, LLC
CRD#: 168503 / SEC#: 801-115295
RIA
Registered Investment Advisory firm - (5/16/2019 Approved)Louisiana
Registered Investment Advisory firm - (6/12/2019 Terminated)Maryland
Registered Investment Advisory firm - (6/18/2019 Terminated)North Carolina
Registered Investment Advisory firm - (6/10/2019 Terminated)Texas
Registered Investment Advisory firm - (6/7/2019 Terminated)Virginia
Registered Investment Advisory firm - (6/7/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Virginia(11/8/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/3/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
CF
CLARIS FINANCIAL, LLC
CLARIS FINANCIAL, LLC
CRD#: 168503 / SEC#: 801-115295
RIA
Registered Investment Advisory firm - (5/16/2019 Approved)Louisiana
Registered Investment Advisory firm - (6/12/2019 Terminated)Maryland
Registered Investment Advisory firm - (6/18/2019 Terminated)North Carolina
Registered Investment Advisory firm - (6/10/2019 Terminated)Texas
Registered Investment Advisory firm - (6/7/2019 Terminated)Virginia
Registered Investment Advisory firm - (6/7/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4510 Cox Rd. Suite 302, Glen Allen, VA 23060
Mailing Address
Phone number
(804) 935-3000
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,114 |
| AUM (Assets Under Management) | $ 285,968,222 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CLARIS FINANCIAL, LLC
CRD#: 168503Midlothian, VA 23113TRUST BUT VERIFY
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