Ryan D. Gibbs

CRD#: 5181610

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Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ryan Douglas Gibbs was a registered financial professional .

Ryan is a previously registered financial professional and started their career in finance in 2006. Ryan had worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 8, 2019 - June 29, 2026

CLARIS FINANCIAL, LLC

RIA

CRD#: 168503

MIDLOTHIAN, VA

Past

October 11, 2019 - October 5, 2022

TRIAD ADVISORS LLC

CRD#: 25803

Midlothian, VA

Past

December 8, 2009 - October 15, 2019

NYLIFE SECURITIES LLC

CRD#: 5167

GLEN ALLEN, VA

Past

July 26, 2006 - December 3, 2009

OSAIC SERVICES, INC.

CRD#: 133763

RICHMOND, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLARIS FINANCIAL, LLC

CRD#: 168503 / SEC#: 801-115295

RIA

Registered Investment Advisory firm - (5/16/2019 Approved)

Louisiana

Registered Investment Advisory firm - (6/12/2019 Terminated)

Maryland

Registered Investment Advisory firm - (6/18/2019 Terminated)

North Carolina

Registered Investment Advisory firm - (6/10/2019 Terminated)

Texas

Registered Investment Advisory firm - (6/7/2019 Terminated)

Virginia

Registered Investment Advisory firm - (6/7/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/12/2019

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/1/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/3/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/25/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CLARIS FINANCIAL, LLC

CRD#: 168503 / SEC#: 801-115295

RIA

Registered Investment Advisory firm - (5/16/2019 Approved)

Louisiana

Registered Investment Advisory firm - (6/12/2019 Terminated)

Maryland

Registered Investment Advisory firm - (6/18/2019 Terminated)

North Carolina

Registered Investment Advisory firm - (6/10/2019 Terminated)

Texas

Registered Investment Advisory firm - (6/7/2019 Terminated)

Virginia

Registered Investment Advisory firm - (6/7/2019 Terminated)

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Contact information

Main Address

4510 Cox Rd. Suite 302, Glen Allen, VA 23060

Mailing Address

Phone number

(804) 935-3000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CLARIS ADV PART 2A - 09-25-2025 (9/25/2025)

Regulatory assets under management

Total Number of Accounts	1,114
AUM (Assets Under Management)	$ 285,968,222

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ryan D. Gibbs

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TRIAD ADVISORS LLC

NYLIFE SECURITIES LLC

OSAIC SERVICES, INC.

Primary Firm SEC Registration

CLARIS FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/12/2019

Series 63

Date: 8/1/2006

Series 7TO

Date: 7/3/2019

SIE

Date: 10/1/2018

Series 6

Date: 7/25/2006

Current Firm

CLARIS FINANCIAL, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CLARIS FINANCIAL, LLC

TRUST BUT VERIFY

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