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JL

Justin R. Lada

CRD#: 5181525
Some features on this profile are disabled
JL
Justin Ray Lada

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Justin Ray Lada, who also goes by Justin R Lada, Justin Lada, was a registered financial professional .

Justin is a previously registered financial professional and started their career in finance in 2008. Justin had worked at 12 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Justin R Lada | Justin Lada

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 8, 2024 - April 20, 2026

SUSQUEHANNA SECURITIES, LLC

BD
CRD#: 35874
BALA CYNWYD, PA
Past

March 8, 2024 - April 20, 2026

SAL EQUITY TRADING, GP

BD
CRD#: 29337
BALA CYNWYD, PA
Past

November 8, 2023 - April 20, 2026

SUSQUEHANNA FINANCIAL GROUP, LLLP

BD
CRD#: 35865
NEW YORK, NY
Past

July 17, 2018 - November 21, 2023

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY
Past

December 2, 2015 - July 2, 2018

TRADEWEB DIRECT LLC

BD
CRD#: 103787
NEW YORK, NY
Past

October 22, 2013 - July 2, 2018

TRADEWEB LLC

BD
CRD#: 42759
JERSEY CITY, NJ
Past

May 8, 2013 - October 1, 2013

GFI SECURITIES LLC

BD
CRD#: 19982
NEW YORK, NY
Past

February 15, 2013 - May 17, 2013

PPG WEST LLC

BD
CRD#: 155059
NEW YORK, NY
Past

February 18, 2011 - May 17, 2013

PHOENIX DERIVATIVES GROUP, LLC

BD
CRD#: 25802
NEW YORK, NY
Past

October 26, 2009 - August 25, 2010

BNP PARIBAS SECURITIES CORP.

BD
CRD#: 15794
NEW YORK, NY
Past

February 20, 2009 - October 28, 2009

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY
Past

August 21, 2008 - February 23, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/20/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/19/2008
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/9/2025
General Securities Principal Examination

Current Firm

SS
SUSQUEHANNA SECURITIES, LLC
SUSQUEHANNA SECURITIES | SUSQUEHANNA SECURITIES, LLC

CRD#: 35874 / SEC#: , 8-47034

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
401 City Ave Ste 220, Bala Cynwyd, PA 19004-1122
Mailing Address
401 City Ave Ste 220, Bala Cynwyd, PA 19004-1122
Phone number
(610) 617-2600
Established
Delaware since 08/31/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
SSUS HOLDINGS, LLCMEMBER
FERNANDEZ, ALEJANDROPRESIDENT4552870
JAMACA, MELISSAFINOP7478107
MCENTEE, ROBERT FRANCIS JR.CHIEF COMPLIANCE OFFICER4722705
SIMPSON, MICHAEL ROBERTPOO7521292

Disclosures

Regulatory Event60

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SUSQUEHANNA SECURITIES, LLC

CRD#: 35874

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