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ML

Michael I. Levy

LIME TRADING CORP
NEW YORK, NY 10123
Some features on this profile are disabled
CRD#: 5181325
ML

Professional summary

Michael Isaac Levy, who also goes by Michael Levy, is a registered financial professional currently at LIME TRADING CORP located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2007. Michael has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michael Levy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Isaac Levy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 23, 2024 - Present

LIME TRADING CORP

Office #1: 450 7th Ave 31st Floor, New York, NY 10123
BD
CRD#: 11826
NEW YORK, NY
Past

February 12, 2024 - July 17, 2024

CLEARPOOL EXECUTION SERVICES, LLC

BD
CRD#: 168490
NEW YORK, NY
Past

November 8, 2023 - July 17, 2024

BMO CAPITAL MARKETS CORP.

BD
CRD#: 16686
New York, NY
Past

March 17, 2014 - December 19, 2022

SBERBANK CIB USA, INC.

BD
CRD#: 47972
NEW YORK, NY
Past

January 30, 2007 - March 14, 2014

FM PARTNERS HOLDINGS LLC

BD
CRD#: 134736
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(7/23/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 7/22/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/8/2007
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/29/2022
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 1/29/2007
Financial and Operations Principal Examination
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

LT
LIME TRADING CORP
A H HAYNES AND COMPANY | WHOTRADES, INC. | SCORE PRIORITY CORP. | LIME TRADING CORP | LIME TRADING | LIME EXECUTION | LIME | JUST2TRADE, INC. | A.H. HAYNES & CO., INC.

CRD#: 11826 / SEC#: , 8-27061

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
450 7th Ave 31st Floor, New York, NY 10123
Mailing Address
450 7th Ave 31st Floor, New York, NY 10123
Phone number
(646) 558-3232
Established
Delaware since 06/22/1981
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
F.H. GLOBAL, INC.PARENT
LEBOWITZ, SCOTT ECHIEF COMPLIANCE OFFICER1867003
LEVY, MICHAEL ISAACCHIEF FINANCIAL OFFICER5181325
ROMERO, MONIQUEFINOP/PFO6712654
SANDBLOM, JOHANPRESIDENT4302289
SEHIC, EVACHIEF EXECUTIVE OFFICER4198771

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LIME TRADING CORP

CRD#: 11826New York, NY 10123

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