CK
Craig J. Klaas
KLAAS FINANCIAL ASSET ADVISORS.
Loves Park, IL 61111
Some features on this profile are disabled
CRD#: 5180709
CK
Professional summary
Craig Jared Klaas, who also goes by C.j. Klaas, is a registered financial advisor currently at KLAAS FINANCIAL ASSET ADVISORS, LLC. located in Loves Park, Illinois.
Craig is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Craig has worked at 5 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
C.j. Klaas
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME: Notary Commission, Dane County, WI. INVESTMENT RELATED: No. ADDRESS: 5951 McKee Rd., Suite 200, Fitchburg, WI 53719. NATURE: Notarization of legal documents. POSITION: Notary Public. START DATE: 04/15/2010. HOURS/MONTH: Approximately 1. SECURITIES TRADING HOURS/MONTH: Approximately 1. DUTIES: Occasionally notarize signatures on legal documents.
NAME: Insurance Agent. INVESTMENT RELATED: Yes. ADDRESS: 5951 McKee Rd., Suite 200, Fitchburg, WI 53719. NATURE: Insurance sales. POSITION: Insurance agent. START DATE: 02/01/2007. HOURS/MONTH: Approximately 1. SECURITY TRADING HOURS/MONTH: Approximately 1. DUTIES: Not currently selling any new fixed insurance products; however, listed as agent of record on fixed annuities and term life insurance policies.
NAME: Pheasant Point 1 Homeowners Association, Inc. INVESTMENT RELATED: No. ADDRESS: 3869 Pheasant Point Court, Verona, WI 53593. NATURE: Homeowners' association. POSITION: President. START DATE: 06/01/2018. HOURS/MONTH: Approximately 1. SECURITIES TRADING HOURS/MONTH: Approximately 1. DUTIES: Act as President of HOA which maintains the covenants and restrictions for our neighborhood on a volunteer basis.
CRS (Client Relationship Summary) - RIA
Click below to view Craig Jared Klaas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 8, 2007 - Present
KLAAS FINANCIAL ASSET ADVISORS, LLC.
Office #1: 4707 Perry Ridge Lane, Loves Park, IL 61111Office #2: 5951 Mckee Road, Suite 200, Fitchburg, WI 53719-5114RIA
CRD#: 121399
Loves Park, IL
Past
July 17, 2020 - September 10, 2020
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LOVES PARK, IL
Past
November 1, 2007 - November 17, 2015
INVESTACORP ADVISORY SERVICES INC
RIA
CRD#: 109011
LOVES PARK, IL
Past
February 22, 2007 - July 17, 2020
INVESTACORP, INC.
BD
CRD#: 7684
LOVES PARK, IL
Past
November 13, 2006 - November 30, 2006
KMS FINANCIAL SERVICES, INC.
RIA
CRD#: 3866
SEATTLE, WA
Past
July 24, 2006 - November 30, 2006
KMS FINANCIAL SERVICES, INC.
BD
CRD#: 3866
SEATTLE, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KF
KLAAS FINANCIAL ASSET ADVISORS, LLC.
KLAAS FINANCIAL ASSET ADVISORS, LLC.
CRD#: 121399 / SEC#: 801-79516
RIA
Registered Investment Advisory firm - (4/9/2014 Approved)Illinois
Registered Investment Advisory firm - (4/10/2014 Terminated)Wisconsin
Registered Investment Advisory firm - (4/10/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(3/8/2007)
IAR
Texas(12/22/2017)
IAR
Wisconsin(3/8/2007)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
KF
KLAAS FINANCIAL ASSET ADVISORS, LLC.
KLAAS FINANCIAL ASSET ADVISORS, LLC.
CRD#: 121399 / SEC#: 801-79516
RIA
Registered Investment Advisory firm - (4/9/2014 Approved)Illinois
Registered Investment Advisory firm - (4/10/2014 Terminated)Wisconsin
Registered Investment Advisory firm - (4/10/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4707 Perry Ridge Lane, Loves Park, IL 61111
Mailing Address
Phone number
(815) 877-8440
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,539 |
| AUM (Assets Under Management) | $ 632,130,957 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
