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Benjamin Cohen

Benjamin Cohen

COHEN CAPITAL | Financial Advisor
CHICAGO, IL 60601
Some features on this profile are disabled
CRD#: 5180706
Benjamin Cohen

Professional summary

Benjamin Cohen, CFP®, who also goes by Benjamin Brooks Cohen, is a registered financial advisor currently at COHEN CAPITAL located in Chicago, Illinois.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Benjamin has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

What are your service offerings?
Financial planning
Trading individual securities
Trust & estate planning
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes

Aliases

Benjamin Brooks Cohen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Cohen's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

January 16, 2026 - Present

COHEN CAPITAL

Office #1: 303 East Wacker Drive Suite 2103, Chicago, IL 60601
RIA
CRD#: 339112
CHICAGO, IL
Past

February 28, 2014 - January 21, 2026

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
Chicago, IL
Past

February 28, 2014 - January 21, 2026

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
Chicago, IL
Past

October 17, 2006 - March 19, 2014

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
CHICAGO, IL
Past

August 15, 2006 - March 19, 2014

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(1/16/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/26/2006
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/14/2006
General Securities Representative Examination

Current Firm

CC
COHEN CAPITAL
COHEN CAPITAL | COHEN CAPITAL LLC | COHEN CAPITAL ADVISORS, LLC

CRD#: 339112 / SEC#: 801-135124

RIA
Registered Investment Advisory firm - (1/9/2026 120-Day Approval)
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Contact information

Main Address
303 East Wacker Drive Suite 2103, Chicago, IL 60601
Mailing Address
Phone number
(312) 477-3155
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

COHEN CAPITAL DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (1/20/2026)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COHEN CAPITAL

Financial AdvisorCRD#: 339112Chicago, IL 60601

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