Brian M. Levin

LEVIN & LEVY, LLP

Northbrook, IL 60062

Some features on this profile are disabled

CRD#: 5180680

Professional summary

Brian M Levin is a registered financial advisor currently at LEVIN & LEVY, LLP located in Northbrook, Illinois.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Brian has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OFFICE OF SWIFT PREPAID SOLUTIONS, INC. 2150 LAKE COOK ROAD BUFFALO GROVE, IL 60089 35 HOURS PER WEEK

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian M Levin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 30, 2007 - Present

LEVIN & LEVY, LLP

Office #1: 3400 Dundee Road Suite 310, Northbrook, IL 60062

RIA

CRD#: 138254

Northbrook, IL

Past

May 30, 2007 - December 31, 2023

LEVIN & LEVY, LLP

RIA

CRD#: 138254

NORTHBROOK, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(5/30/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/17/2005

Uniform Investment Adviser Law Examination

Current Firm

LEVIN & LEVY, LLP

CRD#: 138254 / SEC#:

Illinois

Registered Investment Advisory firm - (5/30/2007 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3400 Dundee Road Suite 310, Northbrook, IL 60062

Mailing Address

Phone number

(847) 480-1400

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL

Louis Paster

UBS FINANCIAL SERVICES INC.

IAR

Chicago, IL

Jaime Villalobos

WILLIAM BLAIR

IAR

Chicago, IL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Brian M. Levin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian M Levin's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEVIN & LEVY, LLP

LEVIN & LEVY, LLP

State Registrations and Notice Filings

Exams

Series 65

Date: 9/17/2005

Current Firm

LEVIN & LEVY, LLP

Contact information

Documents

Red Flags

Company Information

LEVIN & LEVY, LLP

TRUST BUT VERIFY

Similar Advisors