Burton B. Brown

TCFG INVESTMENT ADVISORS

San Clemente, CA

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CRD#: 5180421

Professional summary

Burton Blayne Brown, CFP®, who also goes by B.j. Brown, Burton Jafon Blayne Brown, Burton Brown, is a registered financial advisor currently at TCFG INVESTMENT ADVISORS, LLC located in San Clemente, California and TCFG WEALTH MANAGEMENT, LLC located in Laguna Niguel, California.

Burton is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Burton has worked at 12 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

B.j. Brown | Burton Jafon Blayne Brown | Burton Brown

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) TCFG INSURANCE SOLUTIONS, LLC; INVESTMENT RELATED; INSURANCE BROKER SELLING LIFE, DISABILITY, HEALTH, LONG-TERM CARE; 15 HRS/MONTH; COMMISSIONS. INSURANCE AGENT FOR VARIOUS LIFE AND HEALTH INSURANCE COMPANIES; 15 HRS/MONTH (2) TCFG WEALTH MANAGEMENT, LLC; INVESTMENT RELATED; REGISTERED REP; 40HRS/MTH (3) ALISO SOLUTIONS,LLC, DALLAS, TX: FINRA & SEC COMPLIANCE CONSULTANT SERVING FINANCIAL INTERMEDIARIES; POSITION: EXECUTIVE VP: 06/01/2017; TIME SPENT; 5 HRS/MONTH (3) ATOMI WEALTH, LLC 02/2023 TO PRESENT, IRVINE, CA; OWNER NOT INVESTMENT RELATED, COLLECTS REVENUE GENERATED FROM INVESTMENT ADVISORY, FINANCIAL PLANNING, AND INSURANCE RELATED 1099 REVENUE. 5 HRS/MONTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Burton Blayne Brown's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

January 3, 2025 - Present

TCFG INVESTMENT ADVISORS, LLC

RIA

CRD#: 166606

San Clemente, CA

Current

May 29, 2025 - Present

TCFG WEALTH MANAGEMENT, LLC

Office #1: 28202 Cabot Road, Suite 305, Laguna Niguel, CA 92677

CRD#: 164153

LAGUNA NIGUEL, CA

Past

March 5, 2022 - May 16, 2022

ENTORO SECURITIES, LLC

CRD#: 35192

HOUSTON, TX

Past

January 18, 2022 - January 8, 2025

COMPOUND PLANNING, INC.

RIA

CRD#: 171787

NEW YORK, NY

Past

January 1, 2019 - March 13, 2020

VOLEO USA, INC

CRD#: 273027

VANCOUVER, BRITISH COLUMBIA,

Past

January 20, 2015 - December 31, 2016

SHOPOFF SECURITIES, INC.

CRD#: 142866

IRVINE, CA

Past

November 18, 2014 - December 31, 2021

COMPOUND PLANNING, INC.

RIA

CRD#: 171787

IRVINE, CA

Past

March 27, 2014 - December 31, 2014

COURTLANDT WEALTH MANAGEMENT

RIA

CRD#: 136639

IRVINE, CA

Past

March 27, 2014 - January 13, 2015

COURTLANDT SECURITIES CORPORATION

CRD#: 137356

NEWPORT BEACH, CA

Past

January 14, 2014 - February 24, 2014

CHELSEA FINANCIAL SERVICES

CRD#: 47770

IRVINE, CA

Past

November 30, 2012 - September 4, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

IRVINE, CA

Past

November 27, 2012 - September 4, 2013

LPL FINANCIAL LLC

CRD#: 6413

IRVINE, CA

Past

November 29, 2006 - November 29, 2012

EDWARD JONES

RIA

CRD#: 250

SAN CLEMENTE, CA

Past

October 4, 2006 - November 29, 2012

EDWARD JONES

CRD#: 250

SAN CLEMENTE, CA

Past

August 25, 2006 - September 1, 2006

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

HUNTINGTON BEACH, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TCFG INVESTMENT ADVISORS, LLC

TCFG INVESTMENT ADVISORS, LLC | TCFG WEALTH MANAGEMENT, LLC

CRD#: 166606 / SEC#: 801-77596

RIA

Registered Investment Advisory firm - (2/9/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/3/2025)

IAR

North Carolina
(1/15/2025)

IAR

Texas
(1/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/22/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/13/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/24/2006

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

TCFG INVESTMENT ADVISORS, LLC

TCFG INVESTMENT ADVISORS, LLC | TCFG WEALTH MANAGEMENT, LLC

CRD#: 166606 / SEC#: 801-77596

RIA

Registered Investment Advisory firm - (2/9/2013 Approved)

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Contact information

Main Address

28202 Cabot Rd Suite 300, Laguna Niguel, CA 92677

Mailing Address

Phone number

(949) 365-5830

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (44 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TCFG IA PART IIA BROCHURE - JUNE 2024 (3/31/2025)

WRAP BROCHURE - MARCH 2024 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,344
AUM (Assets Under Management)	$ 575,111,609

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Burton B. Brown

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Burton Blayne Brown's CRS (Customer Relationship Summary).

Certified licenses

Experience

TCFG WEALTH MANAGEMENT, LLC

ENTORO SECURITIES, LLC

COMPOUND PLANNING, INC.

VOLEO USA, INC

SHOPOFF SECURITIES, INC.

COMPOUND PLANNING, INC.

COURTLANDT WEALTH MANAGEMENT

COURTLANDT SECURITIES CORPORATION

CHELSEA FINANCIAL SERVICES

LPL FINANCIAL LLC

LPL FINANCIAL LLC

EDWARD JONES

EDWARD JONES

WOODBURY FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

TCFG INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/22/2006

SIE

Date: 12/31/2016

Series 7

Date: 11/13/2006

Series 6

Date: 8/24/2006

FINRA

Current Firm

TCFG INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (44 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TCFG INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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