George W. Morell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George William Morell, who also goes by Morell William George, George William Morell Mr., was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 2006. George had worked at 6 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2022 - January 23, 2024
THIRD SEVEN CAPITAL LLC
June 14, 2019 - July 7, 2020
AX TRADING, LLC
June 22, 2016 - June 5, 2017
OUTSET GLOBAL TRADING LIMITED
January 9, 2014 - June 23, 2016
CANTOR FITZGERALD & CO.
August 9, 2013 - September 24, 2013
CREDIT SUISSE SECURITIES (USA) LLC
July 13, 2006 - January 18, 2007
HAGGERTY & CO., LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationCurrent Firm
THIRD SEVEN CAPITAL LLC
CRD#: 160209 / SEC#: , 8-69032
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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