Clarke F. Nobiletti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clarke Fitts Nobiletti was a registered financial professional .
Clarke is a previously registered financial professional and started their career in finance in 2006. Clarke had worked at 4 firms and has passed the Series 66, Series 99TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 2012 - November 10, 2021
BENCHMARK SECURITIES LLC
May 20, 2011 - November 19, 2012
GARDNYR MICHAEL CAPITAL, INC.
April 9, 2007 - May 12, 2011
TMC BONDS L.L.C.
September 18, 2006 - October 18, 2006
MORGAN STANLEY DW INC.
August 31, 2006 - October 18, 2006
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
BENCHMARK SECURITIES LLC
CRD#: 159940 / SEC#: , 8-69024
Contact information
FINRA licenses (17 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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