Phillip M. Krause

SPIRE WEALTH MANAGEMENT

Fort Lauderdale, FL 33301

Some features on this profile are disabled

CRD#: 5180089

Professional summary

Phillip Michael Krause is a registered financial advisor currently at SPIRE WEALTH MANAGEMENT, LLC located in Fort Lauderdale, Florida and SPIRE SECURITIES, LLC located in Fort Lauderdale, Florida.

Phillip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Phillip has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Michael Krause's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 26, 2018 - Present

SPIRE WEALTH MANAGEMENT, LLC

Office #1: 401 E. Las Olas Blvd Suite 1400, Fort Lauderdale, FL 33301

RIA

CRD#: 113908

Fort Lauderdale, FL

Current

January 10, 2018 - Present

SPIRE SECURITIES, LLC

Office #1: 401 E. Las Olas Blvd. Suite 1400, Fort Lauderdale, FL 33301

CRD#: 144131

Fort Lauderdale, FL

Past

November 16, 2016 - January 9, 2018

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

Fort Lauderdale, FL

Past

November 10, 2016 - January 9, 2018

SECURITIES AMERICA, INC.

CRD#: 10205

FORT LAUDERDALE, FL

Past

March 4, 2009 - November 15, 2016

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

FORT LAUDERDALE, FL

Past

February 27, 2009 - November 15, 2016

INVEST FINANCIAL CORPORATION

CRD#: 12984

FORT LAUDERDALE, FL

Past

September 4, 2008 - March 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

WESTON, FL

Past

August 29, 2008 - March 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

WESTON, FL

Past

September 20, 2006 - September 3, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

PLANTATION, FL

Past

September 11, 2006 - September 3, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

PLANTATION, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SPIRE WEALTH MANAGEMENT, LLC

LEGACY ADVISORS, LLC | SPIRE WEALTH MANAGEMENT, LLC

CRD#: 113908 / SEC#: 801-60468

RIA

Registered Investment Advisory firm - (8/17/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/10/2018)

Florida
(1/12/2018)

IAR

Florida
(1/26/2018)

Georgia
(1/10/2018)

Hawaii
(10/23/2024)

Michigan
(5/28/2020)

New York
(10/23/2022)

North Carolina
(9/21/2022)

Utah
(10/23/2024)

West Virginia
(3/16/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/18/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/8/2006

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SPIRE WEALTH MANAGEMENT, LLC

LEGACY ADVISORS, LLC | SPIRE WEALTH MANAGEMENT, LLC

CRD#: 113908 / SEC#: 801-60468

RIA

Registered Investment Advisory firm - (8/17/2001 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

7901 Jones Branch Dr. Suite 810, Mclean, VA 22102

Mailing Address

7901 Jones Branch Drive Suite 800, Mclean, VA 22102

Phone number

(703) 657-6060

Established

Firm type

Fiscal year end

# of Employees

165

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 SPIRE WEALTH MANAGEMENT ADV 2A (3/30/2025)

Regulatory assets under management

Total Number of Accounts	15,808
AUM (Assets Under Management)	$ 4,617,171,037

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Charles Fischer

RAYMOND JAMES & ASSOCIATES, INC.

ST. PETERSBURG, FL

John Fricker

EQUITABLE ADVISORS, LLC

IAR

Ft. Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Phillip M. Krause

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Michael Krause's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPIRE SECURITIES, LLC

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

SPIRE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/18/2006

SIE

Date: 10/1/2018

Series 7

Date: 9/8/2006

FINRA

Current Firm

SPIRE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SPIRE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors