Kevin W. Zorovich

BLUEROCK CAPITAL MARKETS LLC

New York, NY 10022

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CRD#: 5180006

Professional summary

Kevin William Zorovich is a registered financial professional currently at BLUEROCK CAPITAL MARKETS LLC located in New York, New York.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 2006. Kevin has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 7, 2019 - Present

BLUEROCK CAPITAL MARKETS LLC

Office #1: 919 Third Avenue 40th Floor, New York, NY 10022

CRD#: 136974

New York, NY

Past

May 8, 2019 - June 25, 2019

INTERNATIONAL ASSETS ADVISORY, LLC

CRD#: 10645

ORLANDO, FL

Past

April 14, 2016 - April 29, 2019

BLUEROCK CAPITAL MARKETS LLC

CRD#: 136974

New York, NY

Past

August 14, 2013 - January 20, 2016

CION SECURITIES, LLC

CRD#: 15487

NEW YORK, NY

Past

July 8, 2009 - July 31, 2009

G&L PARTNERS, INC.

CRD#: 129605

SEA CLIFF, NY

Past

June 26, 2007 - October 8, 2007

ETHOS SECURITIES CORP.

CRD#: 125605

UPPER SADDLE RIVER, NJ

Past

July 11, 2006 - August 21, 2006

ETHOS SECURITIES CORP.

CRD#: 125605

UPPER SADDLE RIVER, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(8/8/2019)

Oklahoma
(1/4/2021)

Texas
(1/4/2021)

Exams

State Security Law Exam

Series 63

Date: 8/27/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/14/2013

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/2/2021

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BLUEROCK CAPITAL MARKETS LLC

BLUEROCK CAPITAL MARKETS LLC | SUNBELT NEW ENGLAND EQUITIES LLC | HALCYON EQUITIES LLC | HALCYON CAPITAL MARKETS LLC

CRD#: 136974 / SEC#: , 8-67058

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

919 Third Avenue 40th Floor, New York, NY 10022

Mailing Address

919 Third Avenue 40th Floor, New York, NY 10022

Phone number

(949) 688-6529

Established

Massachusetts since 08/05/2005

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
BLUEROCK ENTERPRISE HOLDINGS, LP	SOLE MEMBER
CONNORS, KAMALA JANINE	CHIEF COMPLIANCE OFFICER	5729659
EMALA, JASON	GENERAL COUNSEL	6690509
KIRSCHENBLATT, CHAD ETHAN	FINOP	2503352
KLEPACKI, JEFFREY G	EXECUTIVE VICE PRESIDENT	2883444
SCHWABER, JEFFREY SCOTT	CHIEF EXECUTIVE OFFICER	1751747

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Firm Stability Insights

Kevin W. Zorovich

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin William Zorovich's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTERNATIONAL ASSETS ADVISORY, LLC

BLUEROCK CAPITAL MARKETS LLC

CION SECURITIES, LLC

G&L PARTNERS, INC.

ETHOS SECURITIES CORP.

ETHOS SECURITIES CORP.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/27/2013

SIE

Date: 10/1/2018

Series 7

Date: 8/14/2013

Series 24

Date: 4/2/2021

FINRA

Current Firm

BLUEROCK CAPITAL MARKETS LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

BLUEROCK CAPITAL MARKETS LLC

TRUST BUT VERIFY

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