Robert Joseph Braun

1. 04/26/2019 - Convergence Financial - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 06/2019 2. 04/26/2019 - Good Life Insurance Agency - Non-Variable Insurance - inv rel - at reported business location(s) - start: 06/2019 - 10 hr/mth 3. 04/26/2019 - Convergence Tax Solutions - Tax Prep/Accounting/CPA - Owner - inv rel - at reported business location(s) - start: 05/2019 - 10 hr/mth 4. 06/20/2019 - BTM - LLC - Business Entity For Tax/Investment Purposes Only - inv rel - at reported business location(s) - start: 07/2018 - 1 hr/mth. 5. 7/9/2019 - Convergence Financial, LLC - DBA: (Hybrid) Convergence Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 5/31/2019 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Convergence Financial, an independent investment advisor firm. I started this business activity in 7/29//2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 7/23/2020 - Convergence Financial and Tax - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/01/2020 - 160 Hours Per Month/40 Hours During Securities Trading.