Jonathan G. Woznak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan G Woznak was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 2010. Jonathan had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2021 - November 21, 2023
PECUNIA
October 3, 2014 - January 29, 2019
NUVEEN ASSET MANAGEMENT, LLC
August 26, 2014 - January 29, 2019
NUVEEN SECURITIES, LLC
March 9, 2010 - August 8, 2014
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
PECUNIA
CRD#: 311337 / SEC#: 801-119821
Contact information
Red Flags
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