Michael R. Rosenberg

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CRD#: 5179637

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Robert Rosenberg was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 2006. Michael had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 4, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 4, 2019 - February 5, 2020

YOSEMITE EXECUTION PARTNERS INC.

CRD#: 165587

LAFAYETTE, CA

Past

January 4, 2017 - April 16, 2019

BANKERS CAPITAL INTERNATIONAL

CRD#: 166846

NEW YORK, NY

Past

April 1, 2016 - July 26, 2016

MONARCH CAPITAL GROUP, LLC

CRD#: 47815

NEW YORK, NY

Past

July 10, 2015 - April 14, 2016

HALEN CAPITAL

CRD#: 135966

New York, NY

Past

October 6, 2014 - July 1, 2015

DOMINICK & DICKERMAN LLC

CRD#: 7344

NEW YORK, NY

Past

March 5, 2012 - November 3, 2014

COVA CAPITAL PARTNERS LLC

CRD#: 109761

SYOSSET, NY

Past

May 10, 2011 - March 13, 2012

MERCURY EQUITY GROUP, LLC

CRD#: 45738

NEW YORK, NY

Past

January 30, 2009 - May 5, 2011

INTER SECURITIES LTD.

CRD#: 40733

SAN FRANCISCO, CA

Past

March 31, 2008 - January 28, 2009

COLONY PARK FINANCIAL SERVICES LLC.

RIA

CRD#: 41534

EAST MARION, NY

Past

September 21, 2007 - January 28, 2009

COLONY PARK FINANCIAL SERVICES LLC.

CRD#: 41534

GREENVILLE, SC

Past

October 20, 2006 - September 17, 2007

URCHIN CAPITAL PARTNERS, LLC

CRD#: 45691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/22/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/22/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/19/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 9/12/2013

Registered Options Principal Examination

Principal/Supervisory Exam

Series 53

Date: 7/9/2013

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/13/2006

General Securities Principal Examination

Current Firm

YOSEMITE EXECUTION PARTNERS INC.

SEEDCHANGE EXECUTION SERVICES INC. | YOSEMITE EXECUTION PARTNERS INC.

CRD#: 165587 / SEC#: , 8-69173

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

409 Read Dr., Lafayette, CA 94549

Mailing Address

409 Read Dr., Lafayette, CA 94549

Phone number

(415) 264-1003

Established

Delaware since 05/08/2012

Firm type

Corporation

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (6 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
SEEDCHANGE INC.	100% OWNER
BELHUMEUR, WILLIAM DANIEL	PRESIDENT & CEO / CCO	4544803
POSTREL, HELENE BERSON	FINOP	2240945
SMITH, KEVIN DUANE	CHIEF OPERATING OFFICER

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael R. Rosenberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BANKERS CAPITAL INTERNATIONAL

MONARCH CAPITAL GROUP, LLC

HALEN CAPITAL

DOMINICK & DICKERMAN LLC

COVA CAPITAL PARTNERS LLC

MERCURY EQUITY GROUP, LLC

INTER SECURITIES LTD.

COLONY PARK FINANCIAL SERVICES LLC.

COLONY PARK FINANCIAL SERVICES LLC.

URCHIN CAPITAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/22/2007

Series 63

Date: 11/22/2006

SIE

Date: 10/1/2018

Series 7

Date: 10/19/2006

Series 4

Date: 9/12/2013

Series 53

Date: 7/9/2013

Series 24

Date: 12/13/2006

Current Firm

YOSEMITE EXECUTION PARTNERS INC.

Contact information

FINRA licenses (6 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

YOSEMITE EXECUTION PARTNERS INC.

TRUST BUT VERIFY

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