Erin L. Mutton

PATHWAY FINANCIAL ADVISERS

Auburn, IN 46706

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CRD#: 5179606

Professional summary

Erin Lee Mutton, who also goes by Erin Lee Kinzer, is a registered financial advisor currently at PATHWAY FINANCIAL ADVISERS, LLC located in Auburn, Indiana.

Erin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Erin has worked at 8 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Erin Lee Kinzer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erin Lee Mutton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 21, 2023 - Present

PATHWAY FINANCIAL ADVISERS, LLC

Office #1: 4571 County Road 35, Auburn, IN 46706

RIA

CRD#: 166237

Auburn, IN

Past

July 15, 2016 - November 17, 2023

LARSON FINANCIAL GROUP, LLC

RIA

CRD#: 140599

FORT WAYNE, IN

Past

July 15, 2016 - November 17, 2023

LARSON FINANCIAL SECURITIES, LLC

CRD#: 152517

FORT WAYNE, IN

Past

September 25, 2012 - July 5, 2016

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

FORT WAYNE, IN

Past

September 20, 2012 - July 5, 2016

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

FT. WAYNE, IN

Past

June 4, 2010 - September 12, 2012

OSAIC FA, INC.

RIA

CRD#: 3978

FORT WAYNE, IN

Past

June 4, 2010 - September 12, 2012

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

November 23, 2009 - May 27, 2010

NRP ADVISORS, INC.

RIA

CRD#: 141430

FORT WAYNE, IN

Past

December 11, 2008 - May 27, 2010

NRP FINANCIAL, INC.

CRD#: 103717

FORT WAYNE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PATHWAY FINANCIAL ADVISERS, LLC

PATHWAY FINANCIAL ADVISERS, LLC | STEVEN E POST, LLC

CRD#: 166237 / SEC#: 801-80650

RIA

Registered Investment Advisory firm - (12/22/2014 Approved)

Indiana

Registered Investment Advisory firm - (12/23/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(11/21/2023)

IAR

Texas
(11/27/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/20/2009

Uniform Combined State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/10/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 9/17/2010

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/3/2009

General Securities Principal Examination

Current Firm

PATHWAY FINANCIAL ADVISERS, LLC

PATHWAY FINANCIAL ADVISERS, LLC | STEVEN E POST, LLC

CRD#: 166237 / SEC#: 801-80650

RIA

Registered Investment Advisory firm - (12/22/2014 Approved)

Indiana

Registered Investment Advisory firm - (12/23/2014 Terminated)

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Contact information

Main Address

4571 County Road 35, Auburn, IN 46706

Mailing Address

Phone number

(260) 925-2887

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2B - STEVEN E POST (2/14/2025)

ADV PART 2A (2/14/2025)

ADV PART 2B - AUSTIN MILLER (2/14/2025)

ADV PART 2B - ERIN MUTTON (2/14/2025)

ADV PART 2B - DAVID TRACEY (2/14/2025)

ADV PART 2B- JORDAN PFISTER (2/14/2025)

ADV PART 2B - JOEL GRIMM (2/14/2025)

Regulatory assets under management

Total Number of Accounts	1,690
AUM (Assets Under Management)	$ 442,844,998

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Erin L. Mutton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erin Lee Mutton's CRS (Customer Relationship Summary).

Certified licenses

Experience

LARSON FINANCIAL GROUP, LLC

LARSON FINANCIAL SECURITIES, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

OSAIC FA, INC.

OSAIC FA, INC.

NRP ADVISORS, INC.

NRP FINANCIAL, INC.

Primary Firm SEC Registration

PATHWAY FINANCIAL ADVISERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/20/2009

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 12/10/2008

Series 53

Date: 9/17/2010

Series 24

Date: 10/3/2009

Current Firm

PATHWAY FINANCIAL ADVISERS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PATHWAY FINANCIAL ADVISERS, LLC

TRUST BUT VERIFY

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