Vivian Y. Yiu
Professional summary
Vivian Yu Wai Yiu, who also goes by VIvian Yiu, Yu Wai Vivian Yiu, is a registered financial professional currently at CBOE FIXED INCOME MARKETS, LLC located in New York, New York.
Vivian is registered as a RR (Registered Representative) and started their career in finance in 2006. Vivian has worked at 5 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Vivian Yu Wai Yiu's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 6, 2022 - Present
CBOE FIXED INCOME MARKETS, LLC
Office #1: 17 State Street 31st Floor, New York, NY 10004Office #2: 17 State Street 31st Floor, New York, NY 10004January 12, 2015 - November 11, 2021
CBOE TRADING, INC.
June 22, 2010 - January 13, 2015
DE ROUTE
September 22, 2008 - March 25, 2010
BARCLAYS CAPITAL INC.
August 14, 2006 - September 22, 2008
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
CBOE FIXED INCOME MARKETS, LLC
CRD#: 315771 / SEC#: , 8-70752
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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