Andrew C. Holmberg

BERKELEY PARTNERS MANAGEMENT

DALLAS, TX 75201

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CRD#: 5179541

Professional summary

Andrew Centre Holmberg is a registered financial advisor currently at BERKELEY PARTNERS MANAGEMENT, LLC located in Dallas, Texas.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Andrew has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I'm a member of Arborvitae Medical Officer Properties, LLC. Arborvitae Medical Office Properties is an LLC that owns a single medical office property in Colchester Vermont. I have no management responsibilities and devote a modest amount of time as a passive shareholder.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Centre Holmberg's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 14, 2022 - Present

BERKELEY PARTNERS MANAGEMENT, LLC

Office #1: 2501 N. Harwood St., Suite 2500, Dallas, TX 75201

RIA

CRD#: 284163

DALLAS, TX

Past

March 23, 2017 - November 10, 2022

BERKELEY PARTNERS MANAGEMENT, LLC

RIA

CRD#: 284163

OAKLAND, CA

Past

November 24, 2014 - November 17, 2016

INDUSTRY CAPITAL ADVISORS, LLC

RIA

CRD#: 162367

SAN FRANCISCO, CA

Past

August 2, 2006 - February 25, 2008

RCX CAPITAL GROUP, LLC

CRD#: 114290

SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BERKELEY PARTNERS MANAGEMENT, LLC

CRD#: 284163 / SEC#: 801-108092

RIA

Registered Investment Advisory firm - (7/18/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/23/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/11/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/1/2006

General Securities Representative Examination

Current Firm

BERKELEY PARTNERS MANAGEMENT, LLC

CRD#: 284163 / SEC#: 801-108092

RIA

Registered Investment Advisory firm - (7/18/2016 Approved)

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Contact information

Main Address

1111 Broadway Suite 1670, Oakland, CA 94607

Mailing Address

Phone number

(415) 295-8080

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

BERKELEY PARTNERS MANAGEMENT FORM ADV PART 2A - FIRM BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	5
AUM (Assets Under Management)	$ 2,565,192,781

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrew C. Holmberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Centre Holmberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

BERKELEY PARTNERS MANAGEMENT, LLC

BERKELEY PARTNERS MANAGEMENT, LLC

INDUSTRY CAPITAL ADVISORS, LLC

RCX CAPITAL GROUP, LLC

Primary Firm SEC Registration

BERKELEY PARTNERS MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/23/2014

Series 63

Date: 9/11/2006

Series 7

Date: 8/1/2006

Current Firm

BERKELEY PARTNERS MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BERKELEY PARTNERS MANAGEMENT, LLC

TRUST BUT VERIFY

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