Hugh J. Breslin

ARMSTRONG DIXON

Baltimore, MD 21209

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CRD#: 5179207

Professional summary

Hugh Joseph Breslin IV, AIF®, CFP®, who also goes by Hugh Joseph Breslin, Joe Breslin, is a registered financial advisor currently at ARMSTRONG DIXON located in Baltimore, Maryland and LPL FINANCIAL LLC located in Baltimore, Maryland.

Hugh is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Hugh has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Hugh Joseph Breslin | Joe Breslin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hugh Joseph Breslin IV's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

August 1, 2016 - Present

ARMSTRONG DIXON

Office #1: 1500 Sulgrave Ave, Baltimore, MD 21209

RIA

CRD#: 168345

Baltimore, MD

Current

August 1, 2016 - Present

LPL FINANCIAL LLC

Office #1: 1500 Sulgrave Ave, Baltimore, MD 21209-3616

RIA

CRD#: 6413

Baltimore, MD

Past

January 24, 2014 - August 2, 2016

TRIAD ADVISORS LLC

RIA

CRD#: 25803

Fulton, MD

Past

November 10, 2010 - August 3, 2016

PLANNING SOLUTIONS GROUP, LLC

RIA

CRD#: 154118

FULTON, MD

Past

November 3, 2010 - August 2, 2016

TRIAD ADVISORS LLC

CRD#: 25803

Fulton, MD

Past

June 10, 2008 - November 17, 2010

OSAIC FA, INC.

RIA

CRD#: 3978

MAPLE LAWN, MD

Past

January 1, 2008 - November 17, 2010

OSAIC FA, INC.

CRD#: 3978

MAPLE LAWN, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARMSTRONG DIXON

ADAG, LLC | HOWARD DESIGNS, LLC | CELESTIAL WEALTH MANAGEMENT | ARMSTRONG DIXON | ADE, LLC

CRD#: 168345 / SEC#: 801-106631

RIA

Registered Investment Advisory firm - (9/8/2015 Approved)

Florida

Registered Investment Advisory firm - (9/9/2015 Terminated)

Louisiana

Registered Investment Advisory firm - (10/14/2014 Terminated)

Maryland

Registered Investment Advisory firm - (9/9/2015 Terminated)

Virginia

Registered Investment Advisory firm - (9/11/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Delaware
(2/5/2019)

District of Columbia
(2/5/2019)

Florida
(8/1/2016)

Georgia
(1/31/2023)

Hawaii
(10/2/2023)

Maryland
(8/1/2016)

IAR

Maryland
(8/1/2016)

Missouri
(2/5/2019)

New York
(2/5/2019)

North Carolina
(2/5/2019)

Oregon
(8/1/2016)

Pennsylvania
(8/1/2016)

South Carolina
(7/15/2024)

IAR

Texas
(10/26/2021)

Virginia
(8/1/2016)

West Virginia
(2/5/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/5/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/29/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/12/2018

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ARMSTRONG DIXON

ADAG, LLC | HOWARD DESIGNS, LLC | CELESTIAL WEALTH MANAGEMENT | ARMSTRONG DIXON | ADE, LLC

CRD#: 168345 / SEC#: 801-106631

RIA

Registered Investment Advisory firm - (9/8/2015 Approved)

Florida

Registered Investment Advisory firm - (9/9/2015 Terminated)

Louisiana

Registered Investment Advisory firm - (10/14/2014 Terminated)

Maryland

Registered Investment Advisory firm - (9/9/2015 Terminated)

Virginia

Registered Investment Advisory firm - (9/11/2015 Terminated)

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Contact information

Main Address

1500 Sulgrave Ave, Baltimore, MD 21209

Mailing Address

Phone number

(443) 563-1111

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A AND WRAP PROGRAM BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	932
AUM (Assets Under Management)	$ 350,513,365

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Hugh J. Breslin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hugh Joseph Breslin IV's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

TRIAD ADVISORS LLC

PLANNING SOLUTIONS GROUP, LLC

TRIAD ADVISORS LLC

OSAIC FA, INC.

OSAIC FA, INC.

Primary Firm SEC Registration

ARMSTRONG DIXON

State Registrations and Notice Filings

Exams

Series 66

Date: 6/5/2008

SIE

Date: 10/1/2018

Series 7

Date: 12/29/2007

Series 24

Date: 12/12/2018

FINRA

Current Firm

ARMSTRONG DIXON

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARMSTRONG DIXON

TRUST BUT VERIFY

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