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Gerardo Garcia
ENCOMPASS MORE ASSET MANAGEMENT LLC
Stockton, CA 95209
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CRD#: 5179105
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Professional summary
Gerardo Garcia is a registered financial advisor currently at ENCOMPASS MORE ASSET MANAGEMENT LLC located in Stockton, California.
Gerardo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Gerardo has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Garcia Ventures; not investment related; Stockton, CA; Payee of insurance sales commissions; President/Owner; 6/2014; 40 hrs/month, during trading hours; operations. 2) Appreciation Financial; Investment-related; Henderson, NV; Insurance agency; Agent; Regional Vice President; 12/2008; 160 hours per month; 160 during market hours; Sell insurance and annuity products. 3) ERC Specialists, LLC.; Not investment-related; Stockton, CA; Specialty payroll company; Contractor; Independent contractor; 02/2022; 16 hours per month; 16 during market hours; Inform business owners of ERC and direct them to website to assist with qualification. 4) Trust & Will, LLC.; Not investment-related; Stockton, CA; Estate planning; Contractor; Independent contractor; 02/2022; 16 hours per month; 16 during market hours; Direct clients who are interested in estate planning services to the trust and will website. 5) Bellaire Annuity Marketing, LLC.; Not investment-related; Stockton, CA; Annuity marketing; Contractor; Independent contractor; 02/2022; 16 hours per month; 16 during market hours; Educate about fixed indexed annuities. 6) Linqqs LLC; investment related;2485 Village View Drive, Suite190, Henderson, NV 89074; Business Concierge; conduct meetings with business owners, assess their needs to refer them to various service providers that may add value to their business; Start 11/2022; 40 hours per month; 40 hours per month during market hours.
CRS (Client Relationship Summary) - RIA
Click below to view Gerardo Garcia's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 1, 2022 - Present
ENCOMPASS MORE ASSET MANAGEMENT LLC
Office #1: 8807 Thornton Road, Suite M, Stockton, CA 95209Office #2: 390 Diablo Rd Suite 100, Danville, CA 94526RIA
CRD#: 322382
Stockton, CA
Past
April 16, 2019 - November 30, 2022
VERITY ASSET MANAGEMENT
RIA
CRD#: 158667
STOCKTON, CA
Past
May 30, 2007 - December 31, 2007
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
LAKE ELSINORE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EM
ENCOMPASS MORE ASSET MANAGEMENT LLC
AJM FINANCIAL | TDC FINANCIAL | SKYLINE FINANCIAL PARTNERS | RIVERS WEALTH MANAGEMENT - FL | GOVERNMENT AND CIVIL EMPLOYEE SERVICES (GCES) | ENCOMPASS MORE ASSET MANAGEMENT LLC | DUCHARME WEALTH MANAGEMENT | BOYCE WEALTH MANAGEMENT | ALTO FINANCIAL GROUP
CRD#: 322382 / SEC#: 801-126102
RIA
Registered Investment Advisory firm - (7/14/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(9/1/2022)
IAR
Texas(3/7/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
EM
ENCOMPASS MORE ASSET MANAGEMENT LLC
AJM FINANCIAL | TDC FINANCIAL | SKYLINE FINANCIAL PARTNERS | RIVERS WEALTH MANAGEMENT - FL | GOVERNMENT AND CIVIL EMPLOYEE SERVICES (GCES) | ENCOMPASS MORE ASSET MANAGEMENT LLC | DUCHARME WEALTH MANAGEMENT | BOYCE WEALTH MANAGEMENT | ALTO FINANCIAL GROUP
CRD#: 322382 / SEC#: 801-126102
RIA
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Contact information
Main Address
390 Diablo Rd Suite 100, Danville, CA 94526
Mailing Address
Phone number
(925) 272-8850
Established
Firm type
Fiscal year end
# of Employees
92
SEC notice filing (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,025 |
| AUM (Assets Under Management) | $ 581,910,000 |
Red Flags
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Company Information
ENCOMPASS MORE ASSET MANAGEMENT LLC
CRD#: 322382Stockton, CA 95209TRUST BUT VERIFY
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