Ryan J. Jue

URSA FINANCIAL

San Francisco, CA

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CRD#: 5178844

Professional summary

Ryan Jeffrey Jue is a registered financial advisor currently at URSA FINANCIAL, LLC located in San Francisco, California.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Ryan has worked at 3 firms and has passed the Series 63, SIE, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

10/2019 - Present. Ursa Technologies, Inc. San Francisco, CA, USA Co-founder & CEO Investment Related - NO.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Jeffrey Jue's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 11, 2020 - Present

URSA FINANCIAL, LLC

RIA

CRD#: 306491

San Francisco, CA

Past

August 16, 2010 - July 27, 2015

WEDBUSH SECURITIES INC.

CRD#: 877

SAN FRANCISCO, CA

Past

August 28, 2007 - May 8, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

URSA FINANCIAL, LLC

URSA FINANCIAL LLC | URSA FINANCIAL, LLC

CRD#: 306491 / SEC#: 801-117785

RIA

Registered Investment Advisory firm - (12/13/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/11/2020)

IAR

Texas
(6/15/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/20/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/27/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 9/10/2010

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 8/27/2007

General Securities Representative Examination

Current Firm

URSA FINANCIAL, LLC

URSA FINANCIAL LLC | URSA FINANCIAL, LLC

CRD#: 306491 / SEC#: 801-117785

RIA

Registered Investment Advisory firm - (12/13/2019 Approved)

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Contact information

Main Address

San Francisco, CA

Mailing Address

Phone number

(415) 275-2065

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

URSA FINANCIAL LLC WRAP FEE PROGRAM (6/24/2025)

Regulatory assets under management

Total Number of Accounts	125
AUM (Assets Under Management)	$ 13,015,546

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ryan J. Jue

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Jeffrey Jue's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEDBUSH SECURITIES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

URSA FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/20/2007

SIE

Date: 7/27/2015

Series 87

Date: 9/10/2010

Series 7

Date: 8/27/2007

Current Firm

URSA FINANCIAL, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

URSA FINANCIAL, LLC

TRUST BUT VERIFY

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