Eric M. Rossman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Michael Rossman was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 2006. Eric had worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2016 - December 31, 2022
GARY GOLDBERG PLANNING SERVICES
March 18, 2015 - December 31, 2022
GARY GOLDBERG & CO., LLC
November 14, 2006 - March 18, 2015
GARY GOLDBERG PLANNING SERVICES INC
September 7, 2006 - March 18, 2015
GARY GOLDBERG & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GARY GOLDBERG PLANNING SERVICES
CRD#: 173565 / SEC#: 801-81097
Contact information
Regulatory assets under management
| Total Number of Accounts | 488 |
| AUM (Assets Under Management) | $ 485,557,733 |
Red Flags
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