Rudolph C. Yaksick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rudolph Carl Yaksick, who also goes by Rudy Yaksick, was a registered financial professional .
Rudolph is a previously registered financial professional and started their career in finance in 2006. Rudolph had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2010 - January 4, 2024
GREAT PINE INVESTMENTS LLC
October 23, 2006 - September 17, 2008
GAR WOOD SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
GREAT PINE INVESTMENTS LLC
CRD#: 31538 / SEC#: , 8-45502
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
