Douglas M. Decauwer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Michael Decauwer, who also goes by Doug Decauwer, Douglas M. Decauwer, was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 2006. Douglas had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2017 - March 9, 2018
SCOTTRADE INVESTMENT MANAGEMENT
January 28, 2016 - March 9, 2018
SCOTTRADE, INC.
June 12, 2015 - December 21, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 11, 2015 - December 21, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 15, 2013 - April 17, 2015
TD AMERITRADE, INC.
August 15, 2013 - April 17, 2015
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
August 14, 2013 - April 17, 2015
TD AMERITRADE, INC.
September 30, 2011 - August 3, 2012
INVEST FINANCIAL CORPORATION
September 29, 2011 - August 3, 2012
INVEST FINANCIAL CORPORATION
September 15, 2006 - September 22, 2011
EQUITABLE ADVISORS, LLC
September 7, 2006 - September 22, 2011
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
SCOTTRADE INVESTMENT MANAGEMENT
CRD#: 169988 / SEC#: 801-79217
Contact information
Red Flags
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