Akash C. Gupta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Akash C Gupta, who also goes by Akash Chand Gupta, Akash Gupta, was a registered financial professional .
Akash is a previously registered financial professional and started their career in finance in 2006. Akash had worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 2023 - August 30, 2024
CAMBRIDGE INTERNATIONAL SECURITIES, LLC
January 26, 2021 - October 13, 2022
DEUTSCHE BANK SECURITIES INC.
July 14, 2008 - February 12, 2015
NATWEST MARKETS SECURITIES INC.
February 19, 2008 - June 12, 2008
J.P. MORGAN SECURITIES LLC
September 7, 2006 - December 12, 2007
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 1/26/2021
General Securities Representative ExaminationCurrent Firm
CAMBRIDGE INTERNATIONAL SECURITIES, LLC
CRD#: 39137 / SEC#: , 8-48552
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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