CP
Carrie Prusa
BARON SILVER STEVENS FINANCIAL ADVISORS
Boca Raton, FL 33431
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CRD#: 5178421
CP
Professional summary
Carrie Prusa, who also goes by Carrie Blasch, is a registered financial advisor currently at BARON SILVER STEVENS FINANCIAL ADVISORS, LLC located in Boca Raton, Florida and OSAIC WEALTH, INC. located in Boca Raton, Florida.
Carrie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Carrie has worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Carrie Blasch
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. BARON SILVER STEVENS FINANCIAL ADVISORS, LLC POSITION: Operations Manager / Compliance Officer NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/24/2006 ADDRESS: 4800 N Federal Highway, Suite 210A, Boca Raton FL 33431 DESCRIPTION: Operations Manager / Compliance Officer Registered Investment Advisor 2. NOTARY STAMP POSITION: Notary NATURE: Licensed Notary Stamp INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/12/2025 ADDRESS: 4800 N. Federal Highway, Suite 210A, Boca Raton FL 33431, United States DESCRIPTION: Licensed Notary
CRS (Client Relationship Summary) - RIA
Click below to view Carrie Prusa's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 16, 2015 - Present
BARON SILVER STEVENS FINANCIAL ADVISORS, LLC
Office #1: 4800 N. Federal Highway Suite 210-a, Boca Raton, FL 33431RIA
CRD#: 126767
Boca Raton, FL
Current
November 7, 2006 - Present
OSAIC WEALTH, INC.
Office #1: 4800 North Federal Hwy. Suite 210a, Boca Raton, FL 33431RIA
BD
CRD#: 23131
Boca Raton, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BS
BARON SILVER STEVENS FINANCIAL ADVISORS, LLC
BARON SILVER STEVENS FINANCIAL ADVISORS, LLC
CRD#: 126767 / SEC#: 801-69482
RIA
Registered Investment Advisory firm - (8/5/2008 Approved)Florida
Registered Investment Advisory firm - (8/7/2008 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(11/9/2006)
IAR
Florida(10/16/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BS
BARON SILVER STEVENS FINANCIAL ADVISORS, LLC
BARON SILVER STEVENS FINANCIAL ADVISORS, LLC
CRD#: 126767 / SEC#: 801-69482
RIA
Registered Investment Advisory firm - (8/5/2008 Approved)Florida
Registered Investment Advisory firm - (8/7/2008 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4800 N. Federal Highway Suite 210-a, Boca Raton, FL 33431
Mailing Address
Phone number
(561) 447-1997
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,680 |
| AUM (Assets Under Management) | $ 1,011,802,288 |
Red Flags
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Company Information
BARON SILVER STEVENS FINANCIAL ADVISORS, LLC
CRD#: 126767Boca Raton, FL 33431TRUST BUT VERIFY
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