Brandon R. Rickard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brandon Ryan Rickard was a registered financial professional .
Brandon is a previously registered financial professional and started their career in finance in 2006. Brandon had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2009 - February 6, 2013
BCR FINANCIAL SERVICES, LLC
September 24, 2009 - January 22, 2010
OSAIC FS, INC.
September 4, 2009 - February 5, 2013
OSAIC FS, INC.
November 8, 2006 - September 8, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
November 8, 2006 - September 8, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BCR FINANCIAL SERVICES, LLC
CRD#: 119937 / SEC#:
Contact information
Red Flags
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