Robert A. Russell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Alan Russell III, who also goes by Rob Russell, Robert A Russell III, Robert A Russell, Robert Alan Russell, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2013. Robert had worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2015 - April 26, 2021
GREYFOX INVESTORS LLC
March 18, 2014 - April 8, 2015
PRUCO SECURITIES, LLC.
March 14, 2014 - April 8, 2015
PRUCO SECURITIES, LLC.
October 29, 2013 - February 25, 2014
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 16, 2013 - February 25, 2014
TRANSAMERICA FINANCIAL ADVISORS, LLC
July 30, 2013 - August 31, 2013
TEN ASSET MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GREYFOX INVESTORS LLC
CRD#: 168968 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 1,300,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
