David J. Fogarty
Professional summary
David John Fogarty, who also goes by Dave Fogarty, David J Fogarty, is a registered financial professional currently at EATON VANCE DISTRIBUTORS, INC. located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 2008. David has worked at 4 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David John Fogarty's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 20, 2023 - Present
EATON VANCE DISTRIBUTORS, INC.
Office #1: 1585 Broadway, New York, NY 10036August 9, 2017 - April 20, 2023
MORGAN STANLEY DISTRIBUTION, INC.
June 18, 2010 - July 6, 2017
NEUBERGER BERMAN BD LLC
August 29, 2008 - June 1, 2010
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
EATON VANCE DISTRIBUTORS, INC.
CRD#: 37731 / SEC#: , 8-47939
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | SHAREHOLDER | |
| FAHEY, LAWRENCE LOUIS | PRINCIPAL OPERATIONS OFFICER | 2097212 |
| FAMIGLIETTI, FRANK J | DIRECTOR | 2702269 |
| KASETA, LYNN M | CHIEF COMPLIANCE OFFICER | 6451373 |
| KUSH, ANTHONY N | PRINCIPAL FINANCIAL OFFICER, AND, FINANCIAL AND OPERATIONS PRINCIPAL OFFICER | 7463692 |
| LEFEVRE, BENJAMIN WILLIAM | TEXAS DESIGNATED PRINCIPAL | 2261749 |
| LEIMENSTOLL, ANDREW JOHN | DIRECTOR | 4640636 |
| MICHAUD, DAVID ANDREW | DIRECTOR | 2730645 |
| WITKOS, MATTHEW JOSEPH | PRESIDENT, CEO, AND DIRECTOR | 2034689 |
Red Flags
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