Frank H. Schulz
Professional summary
Frank Helmut Schulz, who also goes by Frank Schulz, is a registered financial advisor currently at RCM WEALTH ADVISORS located in Chicago, Illinois.
Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Frank has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Frank Helmut Schulz's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 10, 2015 - Present
RCM WEALTH ADVISORS
Office #1: 405 W Superior Ste 606, Chicago, IL 60654June 12, 2012 - January 26, 2015
WELLS FARGO CLEARING SERVICES, LLC
June 4, 2012 - January 26, 2015
WELLS FARGO CLEARING SERVICES, LLC
May 29, 2007 - April 10, 2012
CITIGROUP GLOBAL MARKETS INC.
July 31, 2006 - May 29, 2007
CITICORP INVESTMENT SERVICES
Primary Firm SEC Registration
RCM WEALTH ADVISORS
CRD#: 153641 / SEC#: 801-92177
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/10/2015)
Exams
Current Firm
RCM WEALTH ADVISORS
CRD#: 153641 / SEC#: 801-92177
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 941 |
| AUM (Assets Under Management) | $ 324,000,000 |
Red Flags
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