Thomas R. Donnelly
Professional summary
Thomas Randall Donnelly, CFP®, who also goes by Thomas Donnelly, Tom Randall Donnelly, is a registered financial professional currently at LARRAINVIAL SECURITIES US LLC .
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2007. Thomas has worked at 4 firms and has passed the Series 65, Series 63, Series 3, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Randall Donnelly's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 21, 2023 - Present
LARRAINVIAL SECURITIES US LLC
Office #1: El Bosque Norte 0177, Las Condes, Santiago 7550177April 25, 2011 - April 11, 2023
NUVEEN ASSET MANAGEMENT, LLC
August 25, 2008 - April 11, 2023
NUVEEN SECURITIES, LLC
July 18, 2007 - June 4, 2008
AMG DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
LARRAINVIAL SECURITIES US LLC
CRD#: 152424 / SEC#: , 8-68452
Contact information
FINRA licenses (52 States and Territories)
Documents
Red Flags
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